Compliance for Attorneys Advising Startups

Credits in

General Icons 1.00 General

Practice Areas:

Corporate & Securities

Icon About This Course

This course offers a comprehensive exploration of the essential compliance requirements and ethical considerations that startups must navigate to establish lawful and responsible operations. Participants will gain a deep understanding of both the legal obligations they must adhere to and the ethical principles they should uphold in their day-to-day business activities. Through a combination of theoretical concepts, practical insights, case studies, and interactive discussions, attendees will learn how to integrate compliance and ethics into the fabric of their startup ventures, fostering a culture of integrity and sustainability.

Attorneys play a critical role in advising startups on legal compliance and ethical best practices. By attending this program, attorneys will gain valuable insights into the complex regulatory landscape facing startups and learn how to effectively counsel their clients on compliance matters. Additionally, attorneys will develop a deeper understanding of the ethical considerations that may arise in startup operations, enabling them to provide more comprehensive and holistic legal advice.

This program is ideal for attorneys advising startup clients on legal and regulatory compliance matters, compliance officers, and ethics officers, as well as startup founders and executives seeking to gain a deeper understanding of compliance and ethics. It is designed for attendees with a foundational understanding of legal concepts and business operations, making it suitable for attorneys and professionals with some experience in startup law, compliance, or ethics. As it covers advanced topics and strategies, it will provide valuable insights for experienced practitioners looking to deepen their expertise in this area.

Learning Objectives:

  • Understand Key Legal Compliance Areas
  • Apply Ethical Frameworks to Startup Operations
  • Identify and Mitigate Compliance Risks
  • Integrate Compliance and Ethics into Organizational Culture
  • Navigate Ethical Dilemmas and Conflicts of Interest


    Production Date: 5/23/2024

    About the Presenters

    Jennifer Newton, Esq.

    StartSmart Counsel, PLLC

    Practice Area: Corporate Law (+ 1 other areas)

    Over a span of fifteen years, Jennifer has served as a trusted advisor to businesses of all types, ranging from burgeoning startups to established multinational corporations. Her expertise in navigating the complex regulatory landscapes of various industries has made her an invaluable asset to those seeking to enhance their legal, compliance, governance, and risk management strategies. Jennifer's ability to tailor her advice to the unique needs of each business, coupled with her deep understanding of both domestic and international regulatory environments, underscores her role as a pivotal figure in the field of regulatory compliance and risk management.But Jennifer's vision extends ...

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